Head of Advisory Compliance

The Company is seeking a Head of Advisory Compliance to oversee regulatory compliance risks, maintain effective control frameworks, and provide strategic guidance to senior management. Responsibilities include advising on compliance risks related to clients, transactions, products, and business activities; managing regulator and external stakeholder relationships; and representing the compliance function in governance committees. The role also involves establishing risk-based monitoring frameworks, reporting on control effectiveness, and leading the compliance team’s performance management, training, and succession planning. Candidates should have senior compliance experience in the Japanese asset management industry; experience with a global firm is an advantage. The role requires a strong record of engaging with executives at all levels, native-level Japanese, and business-level English.