Chief Compliance Officer Jobs
70 open jobs
Leads U.S. and Canadian regulatory compliance and financial crime programs, overseeing AML and sanctions controls, regulatory examinations, remediation, and executive and board advice.
Leads country operations and compliance, balancing business performance, public-sector relationships, governance, risk oversight, and local execution of regional strategy.
Leads compliance strategy, regulatory examinations, board reporting, and team development for an investment adviser and registered fund complex.
Leads independent risk oversight, regulatory compliance, resilience, and client assurance, while advising executives and boards and strengthening risk governance.
Leads broker-dealer and investment adviser compliance, overseeing regulatory filings, examinations, surveillance, policies, communications reviews, and guidance for registered professionals.
Leads regulatory reviews and outsourced compliance programs for financial services clients, while managing complex engagements, client relationships, and junior staff.
Leads legal and compliance functions, regulatory oversight, and counsel strategy, combining financial-services expertise with practical guidance for business leaders.
Leads regulatory governance, conduct and consumer protection, advises senior leaders on compliance risks, and manages regulator engagement while integrating compliance into business and product decisions.
Leads enterprise compliance, privacy, and regulatory oversight, advising executives and the Board while managing risk assessments, investigations, regulatory responses, and compliance teams.
Leads enterprise healthcare compliance, ethics, and privacy across a multi-state organization, with particular focus on physician joint ventures, regulatory risk, and scalable oversight.
Leads global investment compliance, overseeing regulatory risk, trading controls, examinations, staff development, and consistent ethical standards across international operations.
Leads enterprise risk, safety, and compliance across service lines, overseeing claims, insurance, investigations, regulatory obligations, and corrective actions in high-acuity settings.
Leads compliance and supports organization-wide decision-making, balancing customer and stakeholder needs with sound judgment, adaptability, and inclusive practices.
Leads Luxembourg compliance and AML oversight, managing risk assessments, monitoring, regulatory engagement, and cross-border coordination across wealth management and asset servicing.
Leads legal and compliance functions, regulatory examinations, and controls, translating consumer finance requirements into practical guidance for business leaders.
Leads broker-dealer compliance and regulatory engagement, building supervisory programs across surveillance, anti-money laundering, and trading while managing examinations and enforcement matters.
Leads broker-dealer compliance, regulatory engagement, and supervisory programs, with a focus on institutional brokerage and supporting expansion into new markets and asset classes.
Leads U.S. investment compliance, oversees an adviser program, and guides an introducing broker-dealer application and launch, including regulatory exams, controls, and digital advice oversight.
Leads enterprise compliance across regulated financial activities, overseeing controls, regulatory examinations, product risk, and team development while translating changing rules into practical business guidance.
Leads investment-adviser compliance and legal work, building regulatory programs while advising on fund governance, investment activities, filings, and investor materials.
Leads broker-dealer compliance strategy and controls, overseeing regulatory examinations, surveillance, AML, filings, training, and remediation across trading and business operations.
Leads a multi-jurisdictional compliance function, establishing consistent risk-based policies, governance, regulatory engagement, and coordination across legal, risk, audit, and business teams.
Leads institution-wide compliance strategy, risk oversight, investigations, and training, while advising senior leaders and coordinating initiatives across academic and administrative teams.
Leads enterprise compliance programs, regulatory engagement, risk assessments, and remediation while advising executives and the board and managing a compliance team.
Leads BSA/AML, sanctions, and financial crimes compliance across traditional and digital assets, serving as BSA Officer and building the team, controls, and regulatory reporting program.
Leads broker-dealer compliance and regulatory strategy, overseeing supervision, regulator engagement, examinations, enforcement matters, and the growth of compliance teams.
Leads broker-dealer compliance, regulatory engagement, and supervisory strategy, with a focus on institutional brokerage and scaling compliance across markets and asset classes.
Leads broker-dealer regulatory oversight, examinations, surveillance, AML controls, and compliance team development, while advising the Board and supporting digital-asset initiatives.
Establishes and scales U.S. compliance, overseeing registration, supervision, AML, security, continuity, staff training, and regulatory examinations and communications.
Leads enterprise healthcare compliance and privacy programs, overseeing regulatory controls, audits, investigations, training, and risk guidance across clinical and business operations.