Vice President, International Wealth Management Compliance Officer Greater Dallas, TX Area

The Company is in search of an International Wealth Management Compliance Officer to join their team. The successful candidate will be responsible for providing expert jurisdictional guidance on securities laws, regulatory expectations, and licensing requirements across key non-U.S. markets, with a focus on European and Latin American jurisdictions. This role involves developing and enhancing governance and control standards for cross-border activities, as well as representing Compliance in strategic business initiatives and regulatory engagements. The ideal candidate will have a strong background in U.S. and non-U.S. financial services regulation, experience in developing and implementing compliance policies and procedures, and the ability to lead complex cross-border initiatives and regulatory matters. Applicants for this role at the company should possess a deep understanding of financial services regulation, particularly in the European and Latin American markets. The role requires the ability to interpret and translate complex regulatory requirements into practical business standards, as well as the experience to lead risk assessments, thematic reviews, and targeted training. The candidate must have a proven track record of building strong partnerships across legal, compliance, risk, and business teams, and the executive presence to influence senior stakeholders. A FINRA Series 7 and 24 or 9/10 is preferred, and a minimum of 9-10 years' relevant experience is typically expected. The role demands excellent communication skills, both written and verbal, and the ability to provide clear, risk-based advice to senior management.

Hiring Company

Morgan Stanley