Compliance Jobs - page 3
278 open jobs
Leads global investment compliance, overseeing regulatory risk, trading controls, examinations, staff development, and consistent ethical standards across international operations.
Advises global markets teams on regulatory requirements, strengthens compliance frameworks and controls, and coordinates surveillance, incident reviews, and regulatory responses across regions.
Leads Australian tax filings, tax accounting, statutory reporting, and finance controls, combining banking-sector compliance expertise with oversight of tax governance and financial statement disclosures.
Guides financial crime compliance for Asia-Pacific wealth management, scrutinizing high-risk client reviews and complex onboarding while advising senior leaders and engaging regulators.
Leads enterprise risk, safety, and compliance across service lines, overseeing claims, insurance, investigations, regulatory obligations, and corrective actions in high-acuity settings.
Conducts independent second-line testing of compliance and financial crime controls, identifying root causes, escalating significant issues, and supporting remediation and monitoring plans.
Leads independent healthcare compliance and privacy programs, overseeing risk assessments, training, audits, investigations, regulatory responses, and reporting to organizational leadership and governance bodies.
Leads compliance and supports organization-wide decision-making, balancing customer and stakeholder needs with sound judgment, adaptability, and inclusive practices.
Oversees an enterprise-wide compliance program, translating regulatory and contractual obligations into risk assessments, controls, monitoring, testing, and remediation.
Coordinates front-line compliance oversight, regulatory change tracking, control testing, and risk reporting, with a focus on BSA/AML, sanctions, and Chinese-language communication.
Coordinates front-line compliance oversight, regulatory change tracking, control testing, and risk reporting, with a focus on Chinese-language communication and climate-risk updates.
Leads a global sanctions and AML/CTF risk program, overseeing governance, controls, screening technology, regulatory response, and cross-functional remediation.
Leads Luxembourg compliance and AML oversight, managing risk assessments, monitoring, regulatory engagement, and cross-border coordination across wealth management and asset servicing.
Leads the legal function and business compliance framework, combining commercial advice, governance, investigations, privacy, and sustainability oversight with hands-on risk management.
Leads compliance-focused data science strategy and teams, building scalable, explainable machine learning systems for financial crime detection and risk modeling.
Leads legal and compliance functions, regulatory examinations, and controls, translating consumer finance requirements into practical guidance for business leaders.
Leads broker-dealer compliance and regulatory engagement, building supervisory programs across surveillance, anti-money laundering, and trading while managing examinations and enforcement matters.
Leads broker-dealer compliance, regulatory engagement, and supervisory programs, with a focus on institutional brokerage and supporting expansion into new markets and asset classes.
Oversees compliance change portfolios, governance, and reporting, coordinating global transformation initiatives while tracking milestones, risks, controls, and outcomes.
Oversees compliance for an asset management business, combining investment guideline monitoring, regulatory advice, control reviews, and direct engagement with regulators in Singapore.
Leads complex litigation, internal investigations, government inquiries, and international compliance while advising senior leaders and managing outside counsel.
Leads global legal and compliance operations, negotiating technology agreements and advising on AI, privacy, governance, workforce matters, and enterprise risk.
Sets cybersecurity governance and risk strategy, overseeing compliance, audits, security assessments, remediation, and a team that advises business leaders on technology risks.
Oversees complex commercial litigation, government inquiries, internal investigations, and international compliance while advising senior leaders on legal and business risks.
Leads enterprise cybersecurity governance, risk, compliance, and assurance, modernizing risk processes, overseeing audits and assessments, and advising business leaders across complex global environments.
Oversees global data subject requests, response quality, and governance reporting, while advising stakeholders and supporting consistent privacy processes.
Leads enterprise tax compliance, planning, reporting, and risk controls across domestic and international operations, with particular focus on benefits, compensation, and payroll taxation.
Leads enterprise security, cyber risk, compliance, and AI governance, combining hands-on Microsoft 365 and AWS expertise with oversight of audits, incident response, and multidisciplinary teams.
Oversees compliance frameworks and investment controls for an asset management business, advising on regulatory matters, engaging with regulators, and investigating potential control lapses.
Conducts risk-based compliance reviews, oversees remediation, advises business teams on regulatory requirements, and supports regulatory examinations and improvements to controls and workflows.
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