Compliance Jobs - page 6
278 open jobs
Leads enterprise governance, risk, compliance, audit, and quality controls, while serving as Company Secretary and overseeing Board support, legal governance, and operational resilience.
Conducts financial-services compliance testing, identifies control gaps and regulatory risks, and develops testing methods and corrective actions with cross-functional teams.
Leads product compliance for asset management, advising on SFC-authorized funds, ETFs, and virtual asset fund structures while overseeing reviews, monitoring, policies, and training.
Leads complex, multijurisdictional intelligence and due diligence engagements, manages senior client relationships and teams, and helps develop the practice across Southeast Asia.
Oversees legal compliance, risk controls, and internal investigations while leading equal employment policies, workplace conduct reviews, and required training and reporting.
Leads BSA/AML and regulatory compliance, overseeing monitoring, controls, training, audits, and risk guidance while supporting product development and regulatory engagement.
Leads non-Title IX compliance, graduate student conduct, prevention education, and campus training, with an emphasis on fair processes and collaboration across university partners.
Guides institutional banking teams on AML/CFT compliance, strengthens risk controls and procedures, and applies analytics and AI to identify gaps and improve standards.
Leads multi-state clinical quality and regulatory compliance programs, standardizing QAPI, audits, and survey readiness across home health and hospice operations.
Leads regional compliance across asset management, advising senior stakeholders, overseeing policies and monitoring, managing regulatory relationships, and developing a team across multiple jurisdictions.
Leads supply-chain governance, ESG, risk, and regulatory compliance, translating emerging requirements into supplier programs and board-ready reporting while building a proactive, audit-ready approach.
Leads compliance operations, technical standards, audits, and regulatory relationships across a multi-jurisdictional iGaming portfolio, while guiding a team and advising the business on emerging requirements.
Leads clinical compliance strategy, CRO and vendor oversight, and inspection readiness across global trials, with particular emphasis on late-stage development and GCP standards.
Leads an independent, risk-based healthcare compliance and privacy program, overseeing audits, regulatory engagement, fraud-and-abuse controls, and guidance for management services arrangements.
Leads compliance monitoring reviews and risk assessments for asset management, strengthening oversight processes through global stakeholder collaboration and practical use of technology.
Leads market registration, regulatory compliance, audits, and governance for electricity markets, balancing operational delivery with market integrity and engagement with regulators and participants.
Leads UK FCA authorisation and market entry by serving as MLRO and building practical AML, financial crime, and regulatory compliance controls.
Leads securities law, corporate governance, regulatory filings, enterprise risk, and information security compliance, while advising on transactions and global HR initiatives.
Leads securities, governance, and enterprise compliance, connecting legal oversight with risk management, information security, business continuity, and cross-functional finance and HR initiatives.
Leads insurance compliance implementation and product governance, translating regulations into policies, controls, monitoring, and fair customer communications while advising business teams on operational risk.
Advises banking and securities teams on compliance requirements, supports risk assessments and regulatory reporting, and reviews business initiatives while investigating potential breaches.
Leads compliance strategy, risk management, training, and investigations, partnering with commercial teams to address regulatory risks and build a culture of integrity.
Leads regulatory and financial crime compliance for private banking and wealth management, serving as MLRO and overseeing controls, regulatory advice, and implementation of new requirements.
Leads insurance regulatory compliance across life and health operations, advising business teams, managing regulator relationships, and overseeing programs spanning privacy, fraud, advertising, and reporting.
Leads integrated risk, legal, and KYC/compliance functions, guiding teams on regulatory obligations and shaping enterprise risk frameworks in financial services.
Oversees domestic legal affairs and compliance, from commercial contracts and risk response to investigations and governance, while aligning policies with international legal teams.
Leads regulatory strategy, AML/CFT oversight, and risk-based monitoring, while advising senior governance bodies and managing supervisory engagement.
Oversees registered-fund compliance by interpreting investment regulations, maintaining policies, advising portfolio teams, and monitoring trading activity across asset classes and derivatives.
Supports cybersecurity governance by maintaining policies, managing exceptions, testing controls, and coordinating training while working across risk, audit, and security teams.
Leads payments compliance strategy, AML/CFT and fraud controls, regulatory engagement, and market assessments, with board reporting and team leadership focused on Singapore requirements and APAC expansion.
Similar roles