Compliance Jobs - page 8
278 open jobs
Implements the compliance risk framework, advises business units on regulatory requirements, and oversees policy localization, assurance reviews, and staff training across a financial services organization.
Leads a risk-based healthcare compliance program, advising executives, overseeing investigations and governance, and guiding teams across regulated life sciences operations.
Leads enterprise ethics investigations, hotline oversight, and high-risk casework, translating findings into corrective actions and compliance improvements while advising senior leaders and developing investigators.
Leads compliance across equities and fixed-income sales and trading, advising business leaders, managing regulatory relationships, and overseeing market conduct risks and controls.
Advises executives on banking regulations, leads regulatory examinations and enforcement matters, assesses compliance risks in new products, and manages a team of legal professionals.
Leads healthcare compliance, audit management, and facility oversight, developing policies and corrective actions to address regulatory risks and strengthen organizational integrity.
Leads first-line risk and compliance for private banking, advising senior stakeholders, overseeing regulatory reviews and governance, and managing a specialist team.
Leads global quality systems and compliance strategy, harmonizing processes across sites while overseeing governance, audits, inspection readiness, and regulatory monitoring.
Leads regulatory compliance for cross-border payments, overseeing AML/CFT, sanctions, risk assessments, regulator engagement, and compliance policies and training.
Leads enterprise risk, compliance, audit, and accountability, coordinating oversight and internal controls across a complex university environment.
Advises on complex investment structures and transactions, applying securities regulations and exemptive relief while managing conflicts across strategies, clients, and asset classes.
Leads enterprise compliance, privacy, ethics, and regulatory oversight across diverse health plan programs, advising executives and board members while integrating governance and risk controls into operations.
Leads internal audit, compliance, and enterprise risk programs, providing independent oversight of controls, regulatory adherence, governance, and risk across the organization.
Advises business teams on Japanese compliance, oversees marketing reviews and fund registrations, and coordinates regulatory filings, reviews, training, and inquiries across global offices.
Provides regional guidance on health and welfare plan compliance, interprets regulatory changes, reviews compliance checklists, and leads initiatives while translating complex requirements into clear advice.
Leads FCA compliance across lending and protection, owning the risk framework, Consumer Duty, complaint oversight, and technology-enabled process improvements.
Leads end-to-end compliance for clearing and depository services, advising leadership, engaging regulators, managing incidents, and reporting to the Board.
Tests financial-crime compliance systems end to end, validating data integrity and controls while investigating issues and adapting testing to emerging risks and regulatory changes.
Advises business and control teams on US broker-dealer regulations, leading risk assessments, monitoring, and compliance program design in a cross-functional environment.
Oversees managed-account operations and securities compliance, combining broker-dealer supervision, regulatory oversight, team leadership, and third-party relationship management.
Leads global financial operations and compliance, overseeing billing, collections, controls, and international tax and regulatory requirements while building scalable governance and processes.
Oversees banking regulatory compliance processes, governance, and controls while improving reporting, performance monitoring, and operational efficiency through process reviews and automation.
Leads regulatory governance, reporting, and framework improvements across insurance entities, advising stakeholders on compliance risks and overseeing requirements including FATCA/CRS, outsourcing, and conduct.
Oversees banking compliance programs, audits, training, and risk reviews, while serving as BSA/OFAC and CRA officer and chairing the Compliance Committee.
Leads hands-on banking compliance programs, risk assessments, audits, regulatory reporting, and staff guidance across areas including BSA, fair lending, CRA, and deposit regulations.
Leads the regulatory compliance program, overseeing AML, sanctions, KYC, tax reporting, and controls while preparing the organization for regulatory growth and emerging financial technologies.
Leads the organization’s compliance program through policy development, audits, training, and cross-functional guidance, with a focus on healthcare regulations and risk management.
Leads global billing, collections, financial controls, and compliance, with a focus on scalable governance and international tax and statutory requirements.
Leads enterprise compliance, ethics, governance, and export controls, coordinating across legal, operations, and engineering in complex, globally regulated communications and aerospace environments.
Leads legal and compliance operations, advises domestic and international businesses, supports M&A and partnerships, and manages the function’s people and priorities.
Similar roles