Compliance Jobs - page 2
278 open jobs
Leads regulatory reviews and outsourced compliance programs for financial services clients, while managing complex engagements, client relationships, and junior staff.
Leads enterprise compliance and operational risk testing, translating regulatory requirements into risk-focused reviews, actionable reporting, and mitigation plans while directing large teams and resources.
Supports compliance across wealth management, private banking, and financial markets, translating Hong Kong regulations into controls, guidance, governance, and remediation.
Leads compliance and financial crime oversight for a regulated banking branch, combining regulatory engagement, risk-based monitoring, governance support, and independent challenge to senior management.
Leads statutory safety and compliance programmes across a large residential portfolio, combining technical oversight with team, contractor, budget, and long-term asset strategy management.
Oversees transaction conflict reviews, information barriers, restricted lists, and trading pre-clearances, while improving clearance processes and supporting broader compliance initiatives.
Leads complex financial crime advisory engagements, advises senior stakeholders on investigations and remediation, and grows client relationships and revenue while overseeing teams and delivery quality.
Oversees fraud and BSA/AML monitoring, investigations, regulatory reporting, and controls while improving systems, guiding staff, and coordinating with auditors and regulators.
Leads legal and compliance functions, regulatory oversight, and counsel strategy, combining financial-services expertise with practical guidance for business leaders.
Leads regulatory governance, conduct and consumer protection, advises senior leaders on compliance risks, and manages regulator engagement while integrating compliance into business and product decisions.
Leads day-to-day compliance operations, supplier oversight, audit follow-up, and governance improvements, combining hands-on delivery with management of a direct report.
Sets insurance compliance strategy and leads specialist teams, combining risk-based oversight, complex technical advice, cross-border engagement, and capability development.
Leads UK regulatory engagement, financial-crime oversight, and client-asset controls, while advising leadership and strengthening compliance frameworks in a brokerage environment.
Leads UK regulatory compliance and financial crime oversight, combining SMF16 and SMF17 responsibilities with framework development, risk-based monitoring, and senior stakeholder advice.
Advises on government contracting, cybersecurity, privacy, AI governance, and compliance while negotiating agreements and improving legal review processes.
Leads enterprise compliance, privacy, and regulatory oversight, advising executives and the Board while managing risk assessments, investigations, regulatory responses, and compliance teams.
Leads enterprise healthcare compliance, ethics, and privacy across a multi-state organization, with particular focus on physician joint ventures, regulatory risk, and scalable oversight.
Leads daily operations, regulatory compliance, and governance, combining hands-on oversight of controls and external providers with board reporting and support for fundraising and growth.
Oversees service delivery and leaders across education, people, and compliance, strengthening governance, risk controls, workforce accountability, and assurance in a complex, regulated organisation.
Leads enterprise healthcare compliance, risk assessments, audits, investigations, and corrective actions, with a focus on payer requirements, billing integrity, and governance reporting.
Leads domestic and international tax compliance, planning, audits, and risk management, with particular focus on employee benefits, payroll, and nonprofit tax matters.
Leads compliance, BSA/FRAML/OFAC, internal audit, and enterprise and vendor risk, partnering with senior leaders on regulatory oversight, mitigation, and board reporting.
Leads risk-based compliance, regulatory engagement, and conduct oversight across an insurance business, advising senior leaders while aligning local requirements with group governance.
Leads investment and business compliance, overseeing policies, trade monitoring, breach investigations, internal controls, regulatory advice, staff training, and marketing reviews.
Leads tax filings, provisions, and compliance across investment vehicles and legal entities while strengthening internal processes and coordinating with advisors and finance, accounting, and legal teams.
Oversees institutional trust portfolios through investment strategy, manager due diligence, performance and risk monitoring, fiduciary compliance, and governance support for trustees and investment committees.
Leads global antitrust compliance by assessing risks, building controls and monitoring programs, advising business teams, and supporting investigations across products and services.
Oversees anti-financial-crime and compliance controls, from customer screening and monitoring to regulatory reporting, remediation, audits, and staff training.
Leads Singapore financial-services compliance across regulatory reporting, surveillance, licensing, inspections, and advisory, combining senior stakeholder engagement with hands-on oversight of controls and regulatory change.
Leads regulatory engagement and compliance across insurance distribution channels, with a focus on AML/CTF, cross-border risks, governance, and regulatory reviews.
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