Compliance Jobs - page 5
278 open jobs
Leads U.S. enterprise compliance by managing regulatory risk, strengthening policies and controls, coordinating training and testing, and overseeing responses to audits and regulatory inquiries.
Builds and leads a risk-based compliance function spanning healthcare regulation, privacy, governance, and employment across multiple jurisdictions, while advising executives and the Board.
Leads enterprise healthcare compliance and privacy programs, overseeing regulatory controls, audits, investigations, training, and risk guidance across clinical and business operations.
Leads an investment adviser compliance program through daily oversight, risk testing, investigations, regulatory coordination, and remediation tracking.
Leads banking compliance across AML, sanctions, financial regulation, and ethics, overseeing controls, regulatory implementation, examinations, and advice on new products and activities.
Leads property compliance, safety, and risk governance, overseeing audits, contractors, incident response, and continuity planning while developing teams and advising senior stakeholders.
Leads legal, compliance, privacy, risk, and insurance functions, advising executives and the Board while overseeing healthcare regulatory programs, investigations, contracts, and data protection.
Leads enterprise compliance, privacy, and risk oversight, advising executives and the Board while directing regulatory assessments, audits, breach response, and corrective actions across healthcare programs.
Owns the UK compliance framework and FCA relationship, leading regulatory remediation and providing technical oversight of CASS and future permissions.
Oversees legal and compliance review of investor communications and fundraising materials, adapting global content to Japanese requirements while leading regional training and team coordination.
Oversees regulatory compliance, KYC risk reviews, AML reporting, staff training, and bank-wide continuity exercises, while serving as an independent channel for compliance-related customer complaints.
Leads an independent, technology-enabled healthcare compliance program, overseeing regulatory risk, billing integrity, research finances, privacy, and organizational culture.
Leads branch compliance by engaging with regulators, updating policies, testing controls, and advising business teams on local requirements and global standards.
Leads BSA and compliance risk programs, supervises compliance teams, advises management, and oversees board reporting and regulatory examinations, with particular focus on high-risk money services accounts.
Leads global litigation strategy and oversees employment law and compliance leaders, managing complex legal risks, outside counsel, budgets, and executive advice.
Leads compliance policies, regulatory responses, and risk-based testing for a capital management division, with a focus on investment adviser rules and securities offering controls.
Owns healthcare regulatory compliance across billing, coding, privacy, and practice structure, while embedding safeguards into software and guiding a fast-growing team.
Oversees investment compliance, risk assessments, policies, training, regulatory filings, and board reporting while supporting the Chief Compliance Officer and managing a small team.
Leads an SEC-registered adviser’s compliance program, regulator engagement, and AML controls, with a focus on fintech operations and building scalable controls alongside engineering teams.
Leads enterprise healthcare compliance and legal risk, advising executives and the board while overseeing regulatory programs, investigations, and requirements across multiple service lines and entities.
Leads broker-dealer and distribution compliance, oversees FINRA engagement and supervisory programs, and advises on regulatory requirements across diverse investment fund structures.
Builds and leads a national advisory practice, guiding investment firms on SEC compliance while driving business development, team growth, and practice economics.
Leads market registration, compliance frameworks, audits, and regulatory relationships, combining risk oversight and team leadership in a complex, regulated market environment.
Leads integrated maintenance services, statutory compliance, budgets, contracts, and capital projects while improving asset management and safety across a complex estate.
Leads U.S. compliance strategy across insurance and financial services, overseeing regulatory risk, policies, training, internal controls, and engagement with regulators.
Leads global quality systems and regulatory compliance across marketplace operations, embedding digital controls and overseeing supplier qualification, recalls, and multi-jurisdiction assurance.
Leads regional compliance strategy and operations, overseeing investigations, audits, regulatory monitoring, training, and cross-border initiatives across multiple markets.
Leads compliance strategy and regulatory engagement for international private banking, with particular focus on Swiss requirements, cross-border wealth management, customer protection, and anti-money laundering.
Leads AML and sanctions governance, monitoring, risk assessments, and regulatory examinations, with a focus on broker-dealer, securities trading, and derivatives compliance.
Leads property safety strategy and statutory compliance across a housing portfolio, overseeing fire, gas, electrical and water safety, risk management, and incident investigations.
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